Statutes, codes, and regulations
Rhode Island Administrative Code
Title 230 - Department of Business RegulationChapter 50 - Securities, Franchises and CharitiesSubchapter 05 - Securities
Part 3 - Issuance and Registration of Securities (230-RICR-50-05-3)
Section 230-RICR-50-05-3.15 - Canadian Securities Exempt from Registration

230 R.I. Code R. 230-RICR-50-05-3.15

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Current through November 7, 2024
Section 230-RICR-50-05-3.15 - Canadian Securities Exempt from Registration

Offers and sales of any security effected by a broker-dealer who is exempt from licensing under § 1.5 of this Subchapter are exempt from the registration requirements of R.I. Gen. Laws. § 7-11-301 and the filing requirements of R.I. Gen. Laws § 7-11-404.

230 R.I. Code R. 230-RICR-50-05-3.15