230 R.I. Code R. 230-RICR-50-05-3.10

Current through October 25, 2024
Section 230-RICR-50-05-3.10 - Securities Manual

Unless otherwise provided by rule or order of the Director, this state recognizes the following as nationally recognized securities manuals for the purpose of qualifying for the exemption under R.I. Gen. Laws § 7-11-402(3): Fitch Investor Services, Inc., Moody Investor Services, Mergent, Inc., and the OTCQB and OTCQX markets maintained by OTC Markets Group Inc., and their successors and/or assigns.

230 R.I. Code R. 230-RICR-50-05-3.10