230 R.I. Code R. 230-RICR-50-05-2.5

Current through November 7, 2024

Section 230-RICR-50-05-2.5 - Expiration of Licenses

A. The licenses of a broker-dealer, sales representative, investment adviser or investment adviser representative expire on December 31 of each year.

230 R.I. Code R. 230-RICR-50-05-2.5

Amended effective 11/4/2024