230 R.I. Code R. 230-RICR-30-20-3.8

Current through December 3, 2024
Section 230-RICR-30-20-3.8 - Expired Registrations
A. Applications for the restoration of an expired Registration, which has been allowed to lapse for less than one (1) year, may be renewed upon submission of a complete renewal application and payment of a reinstatement fee of one hundred ($100) dollars, in addition to the required renewal fee.
B. If the Registration has been expired for more than one (1) year, the AMC must follow the procedure for a new application.
C. Any AMC seeking to reinstate a Registration after expiration must affirm by affidavit that the AMC has not engaged in any unregistered activity since the expiration of the Registration.
D. If an AMC has engaged in unregistered activity pursuant to R.I. Gen. Laws § 5-20.9-9, the AMC must file an affidavit with the Department listing all such unregistered activity. The Department shall review the affidavit submitted and may take disciplinary action in accordance with § 3.11 of this Part.

230 R.I. Code R. 230-RICR-30-20-3.8