230 R.I. Code R. 230-RICR-30-20-3.5

Current through December 3, 2024
Section 230-RICR-30-20-3.5 - Duty to Update Information on File with the Department
A. All application requirements must be maintained and kept current for the duration of the Registration.
B. Change of Address. Written notice shall be given to the Department within fourteen (14) days of any change in a Registrant's mailing address, email address, controlling person, or any other change in contact information reported on the most recent application. Note that a change in business address, ownership or management would require a Transfer Application or other additional information to be submitted.
C. Registrations are Not Transferable. A Registration shall be granted only to the applicant. A Registration is not subject to transfer, assignment or leasing to another person or entity without prior application to, and approval from the Department.
D. Dissolution of AMC. When a Registrant dissolves a firm or otherwise ceases operation, the Registrant must notify the Department within ten (10) days of ceasing operations.

230 R.I. Code R. 230-RICR-30-20-3.5