Section 230-RICR-20-60-10.7 - Conduct of All LicenseesA. A broker or provider doing business under any name other than the broker or providers' legal name is required to notify and obtain the consent of the Department prior to using the assumed name.B. A broker or provider shall inform the Department in writing of any change of address or name within thirty (30) days of the change.C. If a broker or provider holds a professional license, including but not limited to an insurance or life settlement license, in any other state, he or she shall immediately notify the Department if his or her license is suspended or revoked or not renewed for any reason. 1. Within thirty (30) days of the initial pretrial hearing date, the broker or provider shall report to the Department any criminal prosecution of the broker or provider taken in any jurisdiction. The report shall include a copy of the initial complaint filed, the order resulting from the hearing, and any other relevant legal documents.2. Within thirty (30) days of final administrative action the broker or provider shall report to the Department any administrative action taken against the broker or provider in another jurisdiction or by another governmental agency in this state. This report shall include all relevant legal documents.D. Licensees shall comport themselves in accordance with all Rhode Island laws and regulations issued thereunder.E. Records shall be maintained for at least three (3) years after the date of death of the insured and shall be open to examination by the Department at all times.F. Providers and brokers each have a separate duty to assure that a disclosure form, in compliance with R.I. Gen. Laws § 27-72-9, is delivered to and signed by the owner no later than the date of the application for the life settlement contract.230 R.I. Code R. 230-RICR-20-60-10.7