230 R.I. Code R. 230-RICR-20-25-1.3
Current through December 3, 2024
This Part shall apply to any sale or recommendation of an annuity. If a recommendation is subject both to this Part and to R.I. Gen. Laws Chapter 7-11, the State of Rhode Island may investigate and, where appropriate, seek sanctions with regard to such recommendation under both R.I. Gen. Laws Chapter 7-11 and this Part. The laws are complementary and application of one (1) does not prohibit enforcement of the other prior to, concurrent with or subsequent to any action taken by the appropriate enforcement authority.
230 R.I. Code R. 230-RICR-20-25-1.3