10 Pa. Code § 303.051
The provisions of this §303.051 issued under act of the Pennsylvania Securities Act of 1972 (70 P.S. §§ 1-101-1-704); amended under sections 203(d), (o) and (p), 205, 206, 301, 303, 504, 603(a) and 609 of the Pennsylvania Securities Act of 1972 (70 P.S. §§ 1-203(d), (o) and (p), 1-205, 1-206, 1-303, 1-504, 1-603(a) and 1-609); sections 4 and 9(b) of the Takeover Disclosure Law (70 P.S. §§ 74 and 79(b)); and section 202.C of the Department of Banking and Securities Code (71 P.S. § 733-202.C).
This section cited in 10 Pa. Code § 303.041 (relating to broker-dealer capital requirements).