Or. Admin. Code § 441-065-0200

Current through Register Vol. 64, No. 1, January 1, 2025

Section 441-065-0200 - Records

As long as the offering remains open and for three years following the termination of the offering, the issuer shall maintain and keep open for inspection by the Director:

(1) Records relating to purchaser representatives used and materials and data relied upon to determine the qualifications of the purchaser representatives;

(2) Records relating to purchasers and materials and data relied upon to determine the qualifications of the purchasers;

(3) Records relating to securities sales following the close of the offering that are considered as part of the offering; and

(4) All written disclosure and other offering materials used in connection with the offer and sale of securities.

Or. Admin. Code § 441-065-0200

CC 9-1982(Temp), f. 4-7-82, ef. 4-15-82; CC 11-1982, f. 8-11-82, ef. 10-10-82; FCS 11-1988(Temp), f. & cert. ef. 6-2-88; Renumbered from 815-036-0070; FCS 15-1988, f. & ef. 11-21-88; FCS 4-1992, f. & cert. ef. 10-1-92; FCS 2-1998, f. & cert. ef. 4-30-98; FSR 5-2018, amend filed 04/26/2018, effective5/1/2018

Statutory/Other Authority: ORS 59.235

Statutes/Other Implemented: ORS 59.235