Or. Admin. Code § 441-065-0001

Current through Register Vol. 64, No. 1, January 1, 2025

Section 441-065-0001 - Fees for Registration of Securities

Pursuant to ORS 59.065, the Director sets the following fees for registration of securities:

(1) For initial registration, a fee of 1/10 of 1% of the amount offered in Oregon, with a minimum fee of $200 and a maximum fee of $1,500.

(2) For renewal of a current registration, a fee of 1/10 of 1% of the amount offered in Oregon, with a minimum fee of $200 and a maximum fee of $1,500.

(3) To increase the aggregate offering amount of a current registration, a fee calculated for registration of the desired aggregate offering amount less fees previously paid for the current registration, but not less than $100. Amending the aggregate offering amount does not extend the expiration date of the current registration.

Or. Admin. Code § 441-065-0001

FCS 2-2003(Temp), f. & cert. ef. 11-26-03 thru 5-21-04; FCS 1-2004, f. & cert. ef. 5-19-04

Stat. Auth.: ORS 59.065

Stats. Implemented: ORS 59.065, 59.070