30 N.C. Admin. Code 5B.0102

Current through Register Vol. 39, No. 11, December 2, 2024
Section 05B .0102 - REPORTABLE STOCK HOLDING THRESHOLD IS PER COMPANY

The ten thousand dollar ($10,000) threshold that triggers reporting of stocks is per company and not the cumulative value of stocks held in multiple companies.

30 N.C. Admin. Code 05B .0102

Authority G.S. 138A-10(a)(2); 138A-10(a)(4); 138A-10(a)(10); 138A-24(a)(2)(e);
Eff. January 1, 2011.
Authority G.S. 138A-10(a)(2); 138A-10(a)(4); 138A-10(a)(10); 138A-24(a)(2)(e);
Eff. January 1, 2011.