Section .1800 - MISCELLANEOUS PROVISIONS INVESTMENT ADVISERS
- Section 06A .1801 - DISHONEST OR UNETHICAL PRACTICES
- Section 06A .1802 - CUSTODY/CLIENT FUNDS OR SECURITIES BY INVESTMENT ADVISERS
- Section 06A .1803 - AGENCY CROSS TRANSACTIONS
- Section 06A .1804 - EXEMPTION/SECTION 78C 8(A)(3)/CERTAIN BROKER DEALERS
- Section 06A .1805 - PERFORMANCE BASED COMPENSATION EXEMPTION
- Section 06A .1806 - TRANSACTIONS DEEMED NOT TO BE ASSIGNMENTS
- Section 06A .1807 - REQUEST FOR INTERPRETATIVE OPINIONS
- Section 06A .1808 - SUPERVISION OF INVESTMENT ADVISER REPRESENTATIVES
- Section 06A .1809 - REPEALED - PUBLIC INFORMATION (REPEALED)
- Section 06A .1810 - FORM OF CONSENT TO SERVICE OF PROCESS
- Section 06A .1811 - REPEALED - FORMS (REPEALED)