Section .1200 - EXEMPTIONS
- Section 06A .1201 - REPEALED - DESIGNATED SECURITIES EXCHANGES (REPEALED)
- Section 06A .1202 - RECOGNIZED SECURITIES MANUALS
- Section 06A .1203 - INFORMATION FILED BY REGISTERED DEALER
- Section 06A .1204 - REPEALED - LIMITED OFFERINGS (REPEALED)
- Section 06A .1205 - LIMITED OFFERINGS PURSUANT TO G.S. 78A 17(9)
- Section 06A .1206 - LIMITED OFFERING EXEMPTION PURSUANT TO G.S. 78A 17(17)
- Section 06A .1207 - DISQUALIFICATIONS FROM RELIANCE UPON CERTAIN EXEMPTIONS
- Section 06A .1208 - TRANSACTIONS EXEMPT UNDER RULE .1206: FILING REQUIREMENTS
- Section 06A .1209 - NONPROFIT SECURITIES
- Section 06A .1210 - SECURITIES EXCHGS/AUTO QUOTATION SYS APPROVED/ADMINISTRATOR
- Section 06A .1211 - NOTICE FILING PROCEDURES FOR RULE 506 OFFERINGS
- Section 06A .1212 - NOTICE FILING PROCEDURES FOR OFFERINGS OF INVESTMENT COMPANY SECURITIES
- Section 06A .1213 - TRANSACTIONAL EXEMPTION PURSUANT TO G.S. 78A 17(19)