18 N.C. Admin. Code 6A.1102
Current through Register Vol. 39, No. 9, November 1, 2024
The purpose of the North Carolina Securities Act is the regulation of the sale of securities for the protection of the investing public. This is accomplished by securities being registered or exempt, dealers and salesmen being registered and other activities including investigating complaints, conducting hearings and any other action required by the Act.
18 N.C. Admin. Code 06A .1102
Eff. April 1, 1981;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.
Eff. April 1, 1981.