N.Y. Comp. Codes R. & Regs. tit. 9 § 6203.4

Current through Register Vol. 46, No. 45, November 2, 2024

Section 6203.4 - Enforcement Reporting

The chief enforcement counsel shall provide a written report to the commissioners and co-executive directors at least once in each calendar quarter that shall include the following information with respect to the preceding calendar quarter:

(a) Total number of complaints received by the Enforcement Division by mail, email, phone, fax or any other means, and the number of such complaints:

(1) examined and found on their face to not warrant any further investigation

(2) still pending review

(3) under active investigation

(4) closed

(5) referred to the commissioners for further action

(b) Total number of hearing officer proceedings initiated, and the number of such proceedings:

(1) for failure to file reports

(2) for failure to cure a deficiency

(3) involving other matters

(c) Total number of settlements entered into and the number of such settlements entered into:

(1) before any hearing officer proceeding is initiated

(2) after a hearing officer proceeding but before a hearing officer's determination is made

(3) after a hearing officer determination

(d) Total number of special proceedings commenced in pursuant to article sixteen of the election law, and the number of such proceedings:

(1) related to failure to file

(2) failure to cure deficiency

(3) other matters

(e) Total sum of money collected, and with respect to such sum, the amount derived from:

(1) judgments entered before creation of the division of election law enforcement

(2) judgments entered after creation of the division of election law enforcement settlements

(f) Total number of deficiency referrals from the Compliance Unit received, and with respect to such referrals the number:

(1) referred to a hearing officer

(2) chief enforcement counsel determined not to refer to hearing officer

(3) pending review

(4) a decision has been made that no further action will be taken and the reasons therefor

(g) For failure to file required disclosures under article fourteen of the election law, the number of such:

(1) referred to hearing officer

(2) chief enforcement counsel determined not to refer to hearing officer

(3) pending review

(4) a decision has been made that no further action will be taken and the reason therfor

N.Y. Comp. Codes R. & Regs. Tit. 9 § 6203.4

Adopted New York State Register September 19, 2018/Volume XL, Issue 38, eff. 9/19/2018