N.Y. Comp. Codes R. & Regs. tit. 3 § 102.3

Current through Register Vol. 46, No. 43, October 23, 2024

Section 102.3 - Approval; delivery of executed documents

Upon receipt of notice from the department that the superintendent has approved the application in principle, the applicant should proceed to obtain the approval of its stockholders. After such approval, the following documents should be submitted to the superintendent:

(a) two copies of the notice of meeting, proxy and other material mailed to the applicant's stockholders, certified by its secretary as being in the form mailed to the stockholders;

(b) two copies of the resolutions of the applicant's stockholders, certified by its secretary as being in the form adopted by the stockholders; and

(c) five copies of the certificate of amendment, in the form approved by the stockholders, executed and verified as prescribed by Banking Law, section 1003(4).

N.Y. Comp. Codes R. & Regs. Tit. 3 § 102.3