N.Y. Comp. Codes R. & Regs. tit. 13 § 12.2

Current through Register Vol. 46, No. 43, October 23, 2024

Section 12.2 - General provisions

(a) The Bureau of Investor Protection and Securities of the Department of Law (hereinafter the "bureau") shall be responsible for the administration of article 16 of the Business Corporation Law.

(b) As used in section 1602 of the Business Corporation Law, New York City office refers to the bureau, 28 Liberty Street, New York, NY 10005 or to any subsequent address to which the bureau may move.

(c) As used in article 16 of the Business Corporation Law and in this Part, the term days shall mean calendar days.

(d) Filings with the bureau shall be made, if made by hand delivery, between the hours of 9 a.m. and 5 p.m. during the normal business days of the Department of Law. Deliveries to the target company shall be made at its principal executive offices. The date of receipt by the bureau and the target company shall be considered the date of filing and delivery, respectively.

(e) Whenever required to file or deliver registration statements or amended registration statements, offerors shall file four copies thereof with the bureau and deliver two copies to the target company. Additional copies shall be supplied to the bureau upon request by the bureau. Offerors shall, within three days of delivering the registration statement or amended registration statements to the target company, file with the bureau a statement that such delivery to the target company has been made, including the date and location of the delivery.

(f) Whenever used in this Part, unless otherwise indicated, any reference to a section number shall be a reference to that section of the Business Corporation Law.

N.Y. Comp. Codes R. & Regs. Tit. 13 § 12.2

Amended New York State Register July 3, 2018/Volume XL, Issue 27, eff. 7/3/2018