N.Y. Comp. Codes R. & Regs. tit. 11 § 421.7

Current through Register Vol. 46, No. 50, December 11, 2024
Section 421.7 - Oversee service provider arrangements

The licensee:

(a) exercises appropriate due diligence in selecting its service providers; and
(b) requires its service providers to implement appropriate measures designed to meet the objectives of this Part, and, where indicated by the licensee's risk assessment, takes appropriate steps to confirm that its service providers have satisfied such obligations.

N.Y. Comp. Codes R. & Regs. Tit. 11 § 421.7