N.Y. Comp. Codes R. & Regs. Tit. 11 §§ 18-1.5

Current through Register Vol. 46, No. 50, December 11, 2024

Section 18-1.5 - Filing and notification requirements

(a) The superintendent may, from time to time, prescribe that copies of statements, reports and other information be submitted by the exchange to him. The exchange shall furnish copies of any such statements, reports and other information to the superintendent within 10 days from the date such material becomes available to it, unless a different time limit is indicated by the superintendent.

(b) No rule, regulation or plan of operation of the exchange proposed pursuant to the provisions of the constitution shall be implemented unless a copy of said rule, regulation or plan of operation is submitted to the superintendent. Such rule, regulation or plan of operation shall include, but not be limited to, those proposed pursuant to section 1, article II; section 5, article VII; section 3, article IX; section 3, article X; section 1, article XII; section 7 (a), article XII; and section 2, article XIV of the constitution.