Part 14 - BROKER POLICY
- Part 14 - BROKER POLICY
- Section 2.60.14.1 - ISSUING AGENCY
- Section 2.60.14.2 - SCOPE
- Section 2.60.14.3 - STATUTORY AUTHORITY
- Section 2.60.14.4 - DURATION
- Section 2.60.14.5 - EFFECTIVE DATE
- Section 2.60.14.6 - OBJECTIVE
- Section 2.60.14.7 - DEFINITIONS
- Section 2.60.14.8 - GENERAL REQUIREMENTS FOR INSTITUTIONAL BROKER/DEALERS
- Section 2.60.14.9 - BROKER/DEALER APPROVED LISTS
- Section 2.60.14.10 - SOFT DOLLAR POLICY
- Section 2.60.14.11 - ELIGIBLE BROKERAGE AND RESEARCH SERVICES