N.M. Admin. Code § 13.3.6.2
Current through Register Vol. 35, No. 24, December 23, 2024
This rule applies to any person who solicits subscription to or purchase of any securities covered by a securities permit issued under the Sale of Insurance Securities Law. This rule does not apply to the extent its provisions are preempted by the Capital Markets Efficiency Act of 1996, P.L. 104-290, Section 101 et seq.
N.M. Admin. Code § 13.3.6.2