N.M. Admin. Code § 12.11.6.11

Current through Register Vol. 35, No. 23, December 10, 2024
Section 12.11.6.11 - EXEMPTION FOR PRINCIPAL PLACE OF BUSINESS IN ANOTHER STATE

Every investment adviser that has its principal place of business in a state other than New Mexico shall be exempt from the requirements of this section, provided the investment adviser is licensed or registered in such state and is in compliance with such state's recordkeeping requirements.

N.M. Admin. Code § 12.11.6.11

12.11.6.11 NMAC - Rp, 12 NMAC 11.3.6.12, 1-1-2010