Statutes, codes, and regulations
New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKINGChapter 11 - SECURITIES
Part 5 - INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES AND FEDERAL COVERED ADVISERS
Section 12.11.5.21 - NOT COMPLETED AND WITHDRAWN APPLICATIONS

N.M. Admin. Code § 12.11.5.21

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Current through Register Vol. 35, No. 23, December 10, 2024
Section 12.11.5.21 - NOT COMPLETED AND WITHDRAWN APPLICATIONS

Any application for registration that is not completed or withdrawn within six months from the date it is initially received may be deemed materially incomplete and the director may issue an order denying the application.

N.M. Admin. Code § 12.11.5.21

12.11.5.21 NMAC - Rp, 12.11.5.15 NMAC, 1-1-2010