N.M. Admin. Code § 12.11.13.2

Current through Register Vol. 35, No. 23, December 10, 2024

Section 12.11.13.2 - SCOPE

All persons, whether natural or legal entities, that transact business in New Mexico as a broker-dealer, an investment adviser or an issuer of securities, and their representatives or agents.

N.M. Admin. Code § 12.11.13.2

12.11.13.2 NMAC - 12 NMAC 11.4.1.2, 1-1-2010