N.M. Admin. Code § 12.11.11.2

Current through Register Vol. 35, No. 23, December 10, 2024

Section 12.11.11.2 - SCOPE

All persons, whether natural or legal entities, that transact business in New Mexico as a broker-dealer, an investment adviser or an issuer of securities, and their representatives and agents.

12.11.11.2 NMAC - Rp, 12 NMAC 11.4.1.2, 1-1-2010