N.J. Admin. Code § 13:69C-8.6

Current through Register Vol. 56, No. 21, November 4, 2024

Section 13:69C-8.6 - Securities filings

Each applicant or casino licensee or holding company, intermediary company, qualifying subsidiary or entity qualifier thereof shall file, with the Division at its address set forth in 13:69-3.5(a), copies of all filings submitted to Federal and state regulatory authorities regarding any of its securities, either in existence or proposed. Those filings shall include annual reports prepared on Form 10k, any interim reports, registration statements and any proxy or information statements filed with the Securities Exchange Commission.