N.J. Admin. Code § 13:47A-8.1
Current through Register Vol. 56, No. 21, November 4, 2024
A registrant who fails to file with the Bureau or the CRD or IARD (as limited by 13:47A-7.8 ) any information required by 13:47A-1.9 (change of status), or any fee, annual report, financial report or statement as required by the Uniform Securities Law (1997) or the rules promulgated thereunder, within the time prescribed by the Law and the rules, may be subject to civil or administrative action, including monetary penalties or other available remedies at law.
N.J. Admin. Code § 13:47A-8.1
See: 24 N.J.R. 2524(a), 24 N.J.R. 4060(a).
Revised text.
Amended by R.1997 d.451, effective 10/20/1997.
See: 29 N.J.R. 3119(a), 29 N.J.R. 4463(a).
Amended by R.2008 d.301, effective 10/6/2008.
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Deleted "of Securities" following "Bureau", inserted "or IARD" and substituted "(1997)" for "(1967)".