N.J. Admin. Code § 13:47A-7.8
Current through Register Vol. 56, No. 21, November 4, 2024
Any information filed by an applicant as part of a registration application that is filed with the CRD or IARD shall be considered to have been filed with the Bureau in accordance with 13:47A-7.6, unless the information is required by these rules to be filed directly with the Bureau at its current office address. If the information is required to be filed directly with the Bureau, then filing the information with the CRD or IARD will have no effect and the information will be considered as "not filed."
N.J. Admin. Code § 13:47A-7.8
See: 24 N.J.R. 2524(a), 24 N.J.R. 4060(a).
Amended by R.1997 d.451, effective 10/20/1997.
See: 29 N.J.R. 3119(a), 29 N.J.R. 4463(a).
Amended by R.2008 d.301, effective 10/6/2008.
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Section was "Filing of information with the CRD". Deleted "NASAA/NASD" preceding "CRD", inserted "or IARD" twice, deleted "of Securities" following "Bureau" throughout and updated the N.J.A.C. reference.