N.J. Admin. Code § 13:47A-7.3

Current through Register Vol. 56, No. 21, November 4, 2024

Section 13:47A-7.3 - Broker-dealer

The term "broker-dealer" as used in the Uniform Securities Law (1997) shall include underwriters, wholesalers or distributors whether acting for their own account or the account of others.

N.J. Admin. Code § 13:47A-7.3

Amended by R.2008 d.301, effective 10/6/2008.
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Substituted "(1997)" for "(1967)".