N.J. Admin. Code § 13:47A-5.1

Current through Register Vol. 56, No. 21, November 4, 2024

Section 13:47A-5.1 - Expiration date

Registration of a broker-dealer, investment adviser, investment adviser representative or agent shall expire on December 31 of each calendar year, unless revoked or renewed.

N.J. Admin. Code § 13:47A-5.1

Amended by R.1992 d.435, effective 11/2/1992.
See: 24 New Jersey Register 2524(a), 24 New Jersey Register 4060(a).
Revised text.
Amended by R.1997 d.451, effective 10/20/1997.
See: 29 New Jersey Register 3119(a), 29 New Jersey Register 4463(a).
Amended by R.2002 d.3, effective 1/7/2002 (operative July 1, 2002).
See: 32 New Jersey Register 4232(a), 34 New Jersey Register 300(b).
Substituted "adviser, investment adviser representative" for "advisor" preceding "or agent" and inserted "or renewed" following "revoked".