N.J. Admin. Code § 13:47A-14.12

Current through Register Vol. 56, No. 21, November 4, 2024

Section 13:47A-14.12 - Access to premises by Bureau; generally

All broker-dealers and investment advisers registered with the Bureau shall, upon request, provide members of the Bureau's staff prompt access, during regular business hours, to that part of the premises at the broker-dealer's or investment adviser's place of business where documents are stored or where trading or investor solicitation is conducted.

Amended by R.2008 d.301, effective 10/6/2008.
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Substituted "advisers" for "advisors" and "adviser's" for "advisor's".