Section Ins 305.03 - Exemptions Unless otherwise specifically included, this rule shall not apply to transactions involving:
(a) Direct response solicitations where there is no recommendation based on information collected from the consumer pursuant to this rule;(b) Contracts used to fund: (1) An employee pension or welfare benefit plan that is covered by the Employee Retirement and Income Security Act (ERISA);(2) A plan described by Sections 401(a), 401(k), 403(b), 408(k) or 408(p) of the Internal Revenue Code (IRC), as amended, if established or maintained by an employer;(3) A government or church plan defined in Section 414 of the IRC, a government or church welfare benefit plan, or a deferred compensation plan of a state or local government or tax exempt organization under Section 457 of the IRC; or(4) A nonqualified deferred compensation arrangement established or maintained by an employer or plan sponsor;(c) Settlements of or assumptions of liabilities associated with personal injury litigation or any dispute or claim resolution process; or(d) Formal prepaid funeral contracts.N.H. Admin. Code § Ins 305.03
Amended byVolume XXXIV Number 37, Filed September 11, 2014, Proposed by #10654, Effective 1/1/2015, Expires1/1/2025.Amended by Number 10, Filed March 7, 2024, Proposed by #13873, Effective 2/16/2024, Expires 2/16/2034.