Statutes, codes, and regulations
Nevada Administrative Code
Chapter 90 - SecuritiesSECURITIES AGENTS
Transfer Agents
Section 90.3745 - Compliance with certain provisions of Conduct Rules

Nev. Admin. Code § 90.3745

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Current through October 11, 2024
Section 90.3745 - Compliance with certain provisions of Conduct Rules

Each licensed transfer agent shall comply with the provisions of Rules 4511 to 4515, inclusive, and 7440 of the Financial Industry Regulatory Authority Rules, as adopted by reference in NAC 90.321, whether or not the transfer agent is a member of the Financial Industry Regulatory Authority.

Nev. Admin. Code § 90.3745

Added to NAC by Sec'y of State by R033-08, eff. 6-17-2008; A by R018-21A, eff. 6/2/2023

NRS 90.750