Exemptions From Registration
- Section 90.495 - Claim of exemption: Applicable fee and filing requirements; burden of proof when filing not required
- Section 90.496 - Claim of exemption: Effective period
- Section 90.497 - Claim of exemption: Expeditious processing
- Section 90.498 - Claim of exemption: Offering issued in series of securities or relating to multiple funds
- Section 90.500 - Securities listed on certain exchanges
- Section 90.505 - Rated promissory note, draft, bill of exchange or banker's acceptance
- Section 90.510 - Statutory exemption for nonissuer transaction by sales representative licensed in State: Inclusion of information on issuer in designated securities manual
- Section 90.512 - Nonissuer transaction by sales representative licensed in State: Security complying with certain requirements for statutory exemption
- Section 90.515 - Offering complying with Regulation D of Securities and Exchange Commission (Repealed)
- Section 90.516 - Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in Nasdaq SmallCap Market
- Section 90.517 - Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in OTC Bulletin Board
- Section 90.518 - Nonissuer transaction by sales representative licensed in State: Security of no more than $100,000 held by shareholder for 12-month period
- Section 90.519 - Certain securities issued by governmental entities
- Section 90.521 - Offer or sale complying with Regulation S of Securities and Exchange Commission
- Section 90.522 - Nonissuer transaction for which designated registration statement filed with and declared effective by Securities and Exchange Commission
- Section 90.525 - Isolated transaction
- Section 90.532 - Offering of certain securities for which designated notice is filed within 15 days after first sale (Repealed)
- Section 90.534 - Certain offers of securities made over the Internet or similar electronic system
- Section 90.536 - Certain offers of securities made to accredited investors
- Section 90.538 - Certain offers of securities made to solicit interest