Statutes, codes, and regulations
Nebraska Administrative Code
BANKING AND FINANCE, DEPARTMENT OFTitle 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 4 - BROKER-DEALERS
Section 48-4-010 - CLEARING BROKER-DEALER REGISTRATION

48 Neb. Admin. Code, ch. 4, § 010

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Current through September 17, 2024
Section 48-4-010 - CLEARING BROKER-DEALER REGISTRATION

If a broker-dealer utilizes a clearing broker-dealer to clear trades with Nebraska customers, the clearing broker-dealer must be registered in Nebraska.

48 Neb. Admin. Code, ch. 4, § 010

Amended effective 6/5/2017.
Amended effective 11/27/2019
Amended effective 6/13/2022