Mo. Code Regs. tit. 11 § 45-1.030

Current through Register Vol. 49, No. 23, December 2, 2024

Section 11 CSR 45-1.030 - No Opinion or Approval by the Commission

PURPOSE: This rule establishes the meaning of a licensing decision.

(1) Any action of the commission relating to an applicant or a licensee shall not indicate or suggest that the commission has considered or passed in any way on the marketability of the applicant or licensee securities, or any other matter, other than the applicant or licensee's suitability for licensure under Missouri law.

11 CSR 45-1.030

AUTHORITY: sections 313.004 and 313.805, RSMo Supp. 1993.* Emergency rule filed Sept. 1, 1993, effective Sept. 20, 1993, expired Jan. 17, 1994. Emergency rule filed Jan. 5, 1994, effective Jan. 18, 1994, expired Jan. 30, 1994. Original rule filed Sept. 1, 1993, effective Jan. 31, 1994.

*Original authority: 313.004, RSMo 1993 and 313.805, RSMo 1991, amended 1993.