1 Miss. Code. R. 14-7.15

Current through October 31, 2024
Rule 1-14-7.15 - Exemption of Certain Securities of Cross-Border Transactions

Pursuant to Section 75-71-203 of the Act, the Secretary of State finds that it is not in the public interest or necessary for the protection of investors to require registration under Section 75-71-301 of the Act of an offer or sale of a security effected by a person exempted from the broker-dealer registration requirements under Rule 5.33.

1 Miss. Code. R. 14-7.15

Miss. Code Ann. § 75-71-203 (2020).
Amended 6/3/2018
Amended 9/2/2019
Amended 4/18/2022
Amended 1/29/2024
Amended 3/14/2024