1 Miss. Code. R. 14-7.05

Current through October 31, 2024

Rule 1-14-7.05 - Securities Markets Exemption

Only Tier I (or the equivalent thereof) securities listed on the following securities markets are entitled to exemption from registration pursuant to Section 75-71-201(6) of the Act:

A. American Stock Exchange (excluding Emerging Company Marketplace (ECM) listings);

B. Boston Stock Exchange;

C. Chicago Board Options Exchange;

D. Chicago Stock Exchange;

E. New York Stock Exchange;

F. Philadelphia Stock Exchange;

G. NASDAQ/National Market System.

1 Miss. Code. R. 14-7.05

Miss. Code Ann. §§ 75-71-201(6) (2020).

Amended 6/3/2018

Amended 9/2/2019

Amended 4/18/2022

Amended 1/29/2024

Amended 3/14/2024