1 Miss. Code. R. 14-6.27

Current through October 31, 2024
Rule 1-14-6.27 - Commingling of Accounts Prohibited

An investment adviser engaged in more than one (1) enterprise or activity shall maintain separate books of account and records relating to its advisory business. The assets of the advisory business shall not be commingled with those of such other businesses, and there shall be a clearly defined division with respect to income and expenses.

1 Miss. Code. R. 14-6.27

Miss. Code Ann. § 75-71-411(c) (2020).
Amended 6/3/2018
Amended 4/18/2022
Amended 1/29/2024
Amended 3/14/2024