1 Miss. Code. R. 14-5.27

Current through October 31, 2024

Rule 1-14-5.27 - Dual Registration

Registration of any broker-dealer agent with more than one broker-dealer is permitted. However, any agent so registered may not transact business in any particular security on behalf of more than one issuer or broker-dealer with whom he is registered.

1 Miss. Code. R. 14-5.27

Miss. Code Ann. § 75-71-402(e) (2020).

Amended 6/3/2018

Amended 4/18/2022

Amended 1/29/2024

Amended 3/14/2024