1 Miss. Code. R. 14-5.23

Current through October 31, 2024

Rule 1-14-5.23 - Agent Registration and Termination (FINRA)

Registration, renewal, and termination of agents associated with members of FINRA shall be made to the Division through the CRD according to the CRD administrative rules governing the registration process with the CRD system.

1 Miss. Code. R. 14-5.23

Miss. Code Ann. §§ 75-71-406, -409 (2020).

Amended 6/3/2018

Amended 4/18/2022

Amended 1/29/2024

Amended 3/14/2024