1 Miss. Code. R. 14-5.17

Current through October 31, 2024

Rule 1-14-5.17 - Preservation of Records

All records required to be preserved under these Rules shall be kept in such form as to promptly allow examination by the Division. Copies shall be provided to the Division upon request, and the cost of the copies shall be borne by the broker-dealer and/or the agent.

1 Miss. Code. R. 14-5.17

Miss. Code Ann. § 75-71-411(c)(2) (2020).

Amended 6/3/2018

Amended 4/18/2022

Amended 1/29/2024

Amended 3/14/2024