Minn. R. agency 120, ch. 2720, ACQUISITION FILING STATEMENTS AND REGISTRATION STATEMENTS, pt. 2720.9930
| FORM C | ||
| SUMMARY OF REGISTRATION STATEMENT | ||
| Filed with the Insurance Department of the State of _____ | ||
| BY | ||
| _____ Name of Registrant | ||
| On behalf of the Following Insurance Companies | ||
| Name | Address |
| _____ | |
| _____ | |
| _____ | |
| _____ | |
| _____ | |
| Date: _____,_____ |
Name, Title, Address, and Telephone Number of Individual to Whom Notices and Correspondence Concerning This Statement Should Be Addressed:
_____
_____
_____
_____
Furnish a brief description of all items in the current annual registration statement which represent changes from the prior year's annual registration statement. The description shall be in a manner as to permit the proper evaluation thereof by the Commissioner, and shall include specific references to Item numbers in the annual registration statement and to the terms contained therein.
Changes occurring under Item 2 of Form B insofar as changes in the percentage of each class of voting securities held by each affiliate is concerned, need only be included where such changes are ones which result in ownership or holdings of ten percent or more of voting securities, loss or transfer of control, or acquisition or loss of partnership interest.
Changes occurring under Item 4 of Form B need only be included where: an individual is, for the first time, made a director or executive officer of the ultimate controlling person; a director or executive officer terminates responsibilities with the ultimate controlling person; or an individual is named president of the ultimate controlling person.
If a transaction disclosed on the prior year's annual registration statement has been changed, the nature of such change shall be included. If a transaction disclosed on the prior year's annual registration statement has been effectuated, furnish the mode of completion and any flow of funds between affiliates resulting from the transaction.
The insurer shall furnish a statement that transactions entered into since the filing of the prior year's annual registration statement are not part of a plan or series of like transactions whose purpose it is to avoid statutory threshold amounts and the review that might otherwise occur.
SIGNATURE AND CERTIFICATION
Signature and certification required as follows:
SIGNATURE
Pursuant to the requirements of Minnesota Statutes, section 60D.19, the registrant has caused this summary of registration statement to be duly signed on its behalf in the City of _____________________ and State of _______________________, on the ________ day of ________, ____.
| (SEAL) | _____ |
| (Name of Registrant) | |
| By _____ | |
| (Name) (Title) | |
| Attest: | |
| _____ | |
| (Signature of Officer) | |
| _____ | |
| (Title) |
CERTIFICATION
The undersigned deposes and says that the undersigned has duly executed the attached summary of registration statement dated ____________, ____, for and on behalf of ______________________ (Name of Company); that the undersigned is the _________________________ (Title of Officer) of such company, and that the undersigned is authorized to execute and file such instrument. Deponent further says that the deponent is familiar with such instrument and the contents thereof, and that the facts therein set forth are true to the best of the undersigned's knowledge, information, and belief.
| (Signature) _____ | |
| (Type or print name beneath) _____ |
Minn. R. agency 120, ch. 2720, ACQUISITION FILING STATEMENTS AND REGISTRATION STATEMENTS, pt. 2720.9930
Statutory Authority: MS s 45.023; 60D.23