Mich. Admin. Code R. 432.1229

Current through Vol. 24-19, November 1, 2024

Section R. 432.1229 - Restricted transactions

Rule 229.

(1) A licensee, applicant, or an affiliate, key person, or representative of a licensee, applicant, or a casino enterprise shall not knowingly give, convey, transfer, or enter into a contract to convey or transfer, a direct or indirect interest in the applicant, licensee, or casino enterprise to any of the following entities during his or her board membership or employment and for a period of 4 years after the date that his or her board membership or employment terminates:

(a) A member of the board.

(b) The executive director of the board.

(c) A supervisory employee of the board.

(d) An immediate family member of any of the entities listed in subdivisions (a) to (c) of this subrule.

(e) Any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control an individual board member or board decisions by reason of business, financial, personal, or social association or relationship.

(2) A licensee, applicant, or an affiliate, key person, or representative of a licensee, applicant, a casino enterprise, or a labor organization registered by the board or a board representative, shall not knowingly employ, or enter into a contract for goods or services with, any of the following entities during his or her board membership or casino-related employment and for a period of 4 years after the date that his or her board membership or casino-related employment terminates:

(a) An employee of the attorney general's casino control division.

(b) A Michigan state police gaming section command officer.

(c) A member of the board.

(d) The executive director or a supervisory employee of the board.

(e) An immediate family member of any of the entities listed in subdivisions (a) to (d) of this subrule.

(f) Any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control any of the entities listed in subdivisions (a) to (d) of this subrule by reason of business, financial, personal, or social association or relationship.

(3) A licensee, applicant, or an affiliate, key person, or representative of a licensee, applicant, or a casino enterprise shall not knowingly give, convey, transfer, or enter into a contract to convey or transfer, a direct or indirect interest in the licensee, applicant, or casino enterprise to a nonsupervisory employee of the board, any immediate family member of a nonsupervisory employee of the board during his or her board employment and for a period of 2 years after the date his or her board employment terminates, or any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control a nonsupervisory employee by reason of business, financial, personal, or social association or relationship.

(4) A licensee, applicant, or an affiliate, key person, or representative of a licensee, applicant, a casino enterprise, or a labor organization registered by the board or representative of the board shall not knowingly employ, or enter into a contract for goods or services with, any of the following entities during his or her board or casino-related state police employment and for a period of 2 years after the date that his or her board or casino-related state police employment terminates:

(a) An employee of the Michigan state police gaming section.

(b) A nonsupervisory employee of the board.

(c) An immediate family member of either of the entities listed in subdivisions (a) and (b) of this subrule.

(d) Any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control entities listed in subdivisions (a) and (b) of this subrule by reason of business, financial, personal, or social association or relationship.

(5) A person may not apply for or be granted a license under the act if any of the following entities has any direct or indirect interest in the person and the person knows of the interest:

(a) A current member of the board.

(b) The current executive director of the board.

(c) A board employee.

(d) An employee of the state police assigned to the state police gaming section.

(e) An employee of the attorney general assigned to the attorney general's casino control division.

(f) An immediate family member of any of the entities listed in subdivisions (a) to (e) of this subrule.

(g) Any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control the entities listed in subdivisions (a) to (e) of this subrule by reason of business, financial, personal, or social association or relationship.

(6) A person may not apply for or be granted a license under the act if any of the following entities has a financial interest or a direct or indirect pecuniary or ownership interest in the person and less than 4 years has passed since the date on which the board membership or employment of the former member, executive director, or supervisory employee terminated and the person knows of the interest:

(a) A former member of the board.

(b) A former executive director or supervisory employee of the board.

(c) An immediate family member of any of the following entities listed in subdivisions (a) and (b) of this subrule.

(d) Any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control the entities listed in subdivisions (a) or (b) of this subrule by reason of business, financial, personal, or social association or relationship.

(7) A person may not apply for or be granted a license under the act if any of the following entities has a direct or indirect interest in the person and less than 2 years has passed since the former employee's employment terminated and the person knows of the interest:

(a) A former nonsupervisory employee of the board.

(b) A former state police employee formerly assigned to the state police gaming section.

(c) A former employee of the attorney general formerly assigned to the attorney general's casino control division.

(d) An immediate family member of any of the entities listed in subdivisions (a) to (c) of this subrule.

(e) Any other person whom the board determines is, or was in the past 4 years, able to significantly affect, influence, or control the entities listed in subdivisions (a) to (c) of this subrule by reason of business, financial, personal, or social association or relationship.

(8) A former member or employee of the board may appear before the board as a fact witness about actions by the member or employee during his or her tenure as a member or employee of the board. A licensee, applicant, or the board shall not compensate a fact witness for his or her appearance other than a standard witness fee and reimbursement for travel expenses as established by statute or court rule.

(9) A licensee, applicant, or an affiliate, key person, or representative of a licensee, applicant, or a casino enterprise shall not knowingly employ, or enter into any contract for goods or services with, a state, local, or federal law enforcement officer.

Mich. Admin. Code R. 432.1229

1998-2000 AACS