Md. Code Regs. 36.07.02.07

Current through Register Vol. 51, No. 24, December 2, 2024

Section 36.07.02.07 - Directors, Officers, and Partners

A. If the applicant is not an individual, the application documents shall include a list of the individuals who are serving, or who are designated to serve, during the first year after the date the application documents are submitted to the Commission, either as a director, officer, partner, or an individual having key management responsibility.

B. For each individual listed under §A of this regulation, the applicant shall provide:

(1) The individual's name and address;

(2) Each position or office of the applicant held by the individual;

(3) The individual's principal occupation during the 5-year period preceding the date on which the application documents are submitted to the Commission; and

(4) The nature and extent of any ownership interest that the individual has in the applicant.

Md. Code Regs. 36.07.02.07

Regulations .07 adopted as an emergency provision effective 40:20 Md. R. 1650, eff.8/26/2013 ; adopted permanently effective December 12, 2013 40:24 Md. R. 2019, eff.8/26/2013