C.M.R. 10, 144, ch. 101, ch. II, 144-101-II-90, subsec. 144-101-II-90.05

Current through 2024-51, December 18, 2024
Subsection 144-101-II-90.05 - RESTRICTED SERVICES
90.05-1Services Covered With Prior Authorization (PA)

Some services and procedures require prior authorization for MaineCare to provide payment. MaineCare lists provider procedures, the amount paid for the service, and whether the procedure requires prior authorization on the MaineCare Services website. When new procedure codes are added to MaineCare reimbursement, MaineCare may require prior authorization. Only some of the categories of procedures requiring prior authorization are detailed in this section; providers are responsible for checking each procedure code on the OMS website to determine whether it is covered and whether it requires prior authorization. Providers can find procedures requiring PA and PA requirements at: https://mainecare.maine.gov. In cases where the criteria are not met, the provider or member may submit additional supporting evidence such as medical documentation, to demonstrate that the requested service is medically necessary.

A. MaineCare covers the following services only when the Department has granted prior authorization using the criteria outlined below:
1.Out-of-State Services

All services, including but not limited to diagnosis, evaluation or treatment to be provided outside the State of Maine require prior authorization. (See MBM, Chapter I, Section 1.14 for policies and procedures regarding out-of-state services). Use of out-of-state diagnostic services, excluding lab or radiology tests by enrolled MaineCare providers, requires prior authorization. MaineCare providers referring out-of-state services are responsible for assuring that services are referred to a MaineCare provider. Providers cannot bill the member unless the member was advised at the provider's office prior to provision of the service that the service may not be covered by MaineCare and that the member may be responsible for the services. Prior notification must be documented in the member's record.

2.Vagus Nerve Stimulation

MaineCare covers medically necessary vagus nerve stimulation for treatment of partial onset seizures for adults and children over twelve (12) years of age when clinically appropriate medications are refractory.

3.Orthognathic Surgery

Orthognathic surgery requires prior authorization, and is not covered for cosmetic purposes. Orthognathic surgery is only covered for medically necessary indications such as:

i. Jaw and craniofacial deformities causing significant functional impairment for the following clinical indications:
a. repair or correction of a congenital anomaly that is present at birth; or
b. restoration and repair of function following treatment for a significant accidental injury, infection, or tumor.
ii. Anteroposterior, vertical, or transverse discrepancies or asymmetries that are two or more standard deviations from published norms and that cause one or more of the following documented functional conditions:
a. difficulty swallowing and/or choking, or ability to chew only soft or liquid food for at least four (4) months; or
b. speech abnormalities determined by a speech pathologist or therapist; or malnutrition related to the inability to masticate, documented significant weight loss over four (4) months and a low serum albumin related to malnutrition; or
c. intra-oral trauma while chewing related to malocclusion; or
d. significant obstructive sleep apnea not responsive to treatment.

Documentation must include, but is not limited to, study models with appropriate bite registration, intra-oral and extra-oral photographs, and cephalometric x-ray.

4.Gender Dysphoria Related Surgery

Gender dysphoria related surgery requires prior authorization and will be reimbursed by MaineCare, based on the following standards:

i. The member has letters from two qualified Maine licensed health professionals who have independently assessed the member and are referring the member for surgery. The letters must establish that the member has gender dysphoria, has no other significant medical or mental health condition that would be contraindicated to surgery, and that the surgery is medically necessary for the member.
ii. The determination of medically necessary may use criteria based on national standards, such as the Standards of Care (SOC) of the World Professional Association for Transgender Health (WPATH).
B. MaineCare covers the following services using the following criteria in addition to industry recognized prior authorization criteria utilized by a national company under contract, which can be found at: https://mainecare.maine.gov/.
1.Breast Reduction and Mastopexy

For members under the age of twenty-one (21), the following additional criteria must be met:

a. Second surgical opinion in support of the procedure from a surgeon in a practice not affiliated with the first surgeon; and
b. Counseling with a mental health professional to document the member's understanding of the indications, alternatives, and lifelong ramifications of this surgery or
c. consultation with another primary care provider.
2.Gastric Bypass, Gastroplasty Surgery or Adjustable Gastric Banding

Reimbursement will be made to the physician, hospital or other health care provider for services related to gastric bypass, gastroplasty surgery or adjustable gastric banding only when prior approval has been granted by the Department . The request for prior authorization must be submitted by the surgeon who will be performing the surgery.

For Members age twenty-one (21) years and younger, the surgery must also be recommended by all of the following, with documentation submitted with the prior approval request:

a. a primary care provider;
b. an endocrinologist;
c. second surgeon not affiliated with the first surgeon's practices; and
d. a licensed mental health professional specializing in children's mental health
C. MaineCare covers the following services using industry recognized prior authorization criteria utilized by a national company under contract, which can be found at https://mainecare.maine.gov/.
1. Breast Reconstruction
2. Removal of Excess Skin and Subcutaneous Tissue of Abdomen
90.05-2Services Covered When Special Criteria Are Met

MaineCare covers the services described below when performed in accordance with the following criteria:

A.Abortion Services

In compliance with PL 103-112, the Health and Human Services Appropriations bill, reimbursement for abortion services will be made only if necessary to save the life of the pregnant person or if the pregnancy is the result of an act of rape or incest.

Medication abortions shall be performed in compliance with applicable FDA law and guidelines. All other abortion services are covered only when performed in a licensed general hospital or outpatient setting, and when the following conditions are met:

1. A health care professional has found, and so certified in writing to the Department, that on the basis of his/her professional judgment an abortion is necessary to save the life of the pregnant person; or the pregnancy is the result of an act of rape; or the pregnancy is the result of an act of incest.

Effective September 19, 2019, Health care professional is defined as a physician or physician assistant licensed under Title 32, ch. 36 or 48 or a person licensed under Title 32, ch. 31 to practice as an advanced practice registered nurse.

2. If the abortion is performed in order to save the life of the member, the certification must contain written justification as to the necessity of the abortion procedure.
3. The certification must contain the name and address of the member.
4. The member's medical record shall be documented as to the circumstances of the abortion procedure.

A sample letter of certification is shown below:

I, _______________ (Name of health care professional), certify that on the basis of my professional judgment, an abortion is necessary for _______________(name of member) of _______________________ (member's address) for the following reason(s): (Check all that apply)

() in order to save the member's life.

() the pregnancy is the result of an act of rape.

() the pregnancy is the result of an act of incest.

Present justification as to the necessity of an abortion performed in order to save the life of the member. (Attach supporting information, as necessary.)

_______________________________ _________

(Signature of Health Care Professional) (Date)

The health care professional's certification must be submitted to the Department. The member's medical record is not required for submission, however, it must be available for review by the Department, upon request.

In compliance with federal requirements, the Department will reimburse for the procedure if the treating health care professional certifies that in his or her professional opinion, the member was unable for physical or psychological reasons to comply with established reporting requirements, if any, in cases of rape or incest.

Although no payment can be made until the provider submits all required documentation to the Department, the provider should provide necessary medical services immediately as needed.

B.Sterilization Procedures and Hysterectomies

MaineCare will reimburse for sterilization procedures and hysterectomies only when all of the conditions spelled out below are met in order to comply with 42 C.F.R. 441.250 through 441.259 of the Code of Federal Regulations.

1.Definitions for the Purpose of This Section
a. Sterilization means any medical procedure, treatment, or operation for the purpose of rendering an individual permanently incapable of reproducing, and can apply to both men and women.
b. Hysterectomy means a medical procedure or operation for the purpose of removing the uterus.
c. Institutionalized Individual means an individual who is (A) involuntarily confined or detained under a civil or criminal statute, in a correctional or rehabilitative facility, including a mental hospital or other facility for the care and treatment of mental illness; or (B) confined, under a voluntary commitment, in a mental hospital or other facility for the care and treatment of mental illness.
d. Mentally Incompetent Individual means an individual who has been declared mentally incompetent by a federal, state, or local court of competent jurisdiction for any purpose, unless the individual has been declared competent for purposes that include the ability to consent to sterilization.
2.Sterilization Procedures

Reimbursement for sterilization procedures will be made only if they are performed in accordance with the following criteria:

a. The individual to be sterilized is:
i. At least twenty-one (21) years of age at the time the consent for sterilization is obtained.
ii. Not considered a "Mentally Incompetent Individual" as defined in 90.05-2(B)(1)(D) above.
iii. Not an "Institutionalized Individual" as defined in 90.05-2(B)(1)C above.
iv. Not in labor or childbirth when the consent to be sterilized is obtained.
v. Not seeking to obtain or obtaining an abortion when the consent to be sterilized is obtained.
vi. Not under the influence of alcohol or other substances that affect the individual's state of awareness when the consent to be sterilized is obtained.
b. The individual must have given voluntary Informed Consent in accordance with the following conditions:
i. The individual who is blind, deaf or otherwise a person with disabilities must be provided the same information as defined below through any suitable arrangements that ensure it is effectively communicated.
ii. When necessary, an interpreter is provided to insure that the member understands the language used on the consent form and by the provider obtaining consent.
iii. The member to be sterilized must be permitted to have a witness present when the consent is obtained.
iv. The provider who obtained the informed consent offered to answer any questions the member may have concerning the procedure.
v. The member to be sterilized was provided a copy of the consent form and orally given the following information or advice:
a. that he/she is free to withhold or withdraw consent to the procedure at any time;
b. that his/her choice to withhold or withdraw consent will not affect the right to future care or treatment; and
c. that he/she may withhold or withdraw consent at any time, and will not lose any benefits from any federally funded benefits for which the individual is eligible.
vi. The member is provided with a description of alternative methods of family planning and birth control.
vii. The member is advised that the procedure is considered irreversible.
viii. The member is provided with a thorough explanation of the specific procedure to be performed.
ix. The member is told of any and all discomforts and risks that may accompany or follow the performing of the procedure.
x. The member is given a full description of the benefits or advantages that may be expected as a result of the procedure.
xi. The member is advised that the procedure will not be performed for at least thirty days, except in the case of emergency abdominal surgery or premature delivery.
c. A properly completed consent form, as defined below, is provided to the Department. To be acceptable it must meet the conditions as follow:
i. The consent form must be the one furnished by the federal government or an exact copy. A member may consent to be sterilized at the time of emergency abdominal surgery if at least seventy-two hours have passed since the member gave informed consent for the sterilization.

A member may consent to be sterilized at the time of a premature delivery if at least seventy-two hours (72) has passed since the member gave informed consent for the sterilization and the informed consent was obtained at least thirty (30) days before the expected delivery date.

ii. The form is completed at least thirty (30) days but no more than one hundred eighty (180) days prior to the date of the sterilization procedure. (The only exception to this requirement is i above.)
iii. The form is signed and dated by:
a. The member to be sterilized;
b. The interpreter, if applicable;
c. The provider who obtained the consent; and
d. The physician who performed the sterilization.
iv. Copies of the signed consent form are to be distributed as follows;
a. One (1) copy to the member to be sterilized;
b. One (1) copy to be retained by the physician; and
c. One (1) copy forwarded to the OMS with the usual billing invoice.

Sterilization Consent Form

A properly completed consent form must be attached to the billing invoices. If it is necessary to send the consent form in separately, please send it to:

MaineCare Services

Claims Unit

11 State House Station

Augusta, Maine 04333- 0011

Additional copies of the consent form are available upon request from the unit named at the above address.

3.Sterilization Pamphlets

Two approved pamphlets containing required information on sterilization are available. They are entitled "Information for Women" and "Information for Men." Copies may be obtained from the Family Planning Association of Maine, 43 Gabriel Drive, Augusta, Maine 04330 or The National Clearinghouse for Family Planning Information, PO 2225, Rockville, Maryland 20852.

4.Hysterectomy

In accordance with Federal regulations ( 42 C.F.R. 441.255 and 441.256 ) payment for a hysterectomy and related services may be made from MaineCare funds only when specific criteria are met.

a. MaineCare will not reimburse for hysterectomy when the procedure would not have been performed except to render an individual permanently incapable of reproducing.
b. MaineCare will only reimburse procedures performed in accordance with the following criteria:
i. The provider who secured the authorization to perform the hysterectomy has informed the individual and her representative, if any, orally and in writing, that the hysterectomy will render the individual permanently incapable of reproducing.
ii. The individual and her representative, if any, were provided information orally and in writing about the procedures.
iii. The individual or her representative, if any, has signed a written informed consent with acknowledgment of receipt of the information referred to in (a) and (b) above prior to the individual having the procedures.

The "Hysterectomy Information Form" (BMS-045), which meets federal requirements, is available to meet this informed consent requirement. Documentation submitted in lieu of the above informed consent form, which contains all required information as shown on the BMS-045 is acceptable.

c. The member or her representative must sign and date the consent form.

One (1) copy of the informed consent form is to be given to the member, one (1) copy is to be retained by the physician or hospital, and one (1) copy is to be forwarded to MaineCare with the usual billing invoice.

The only exceptions to the above requirements are:

i. The member was already sterile before the hysterectomy and the physician who performs the hysterectomy certifies in writing that the member was already sterile at the time of the hysterectomy, and states the cause of sterility.
ii. The member requires a hysterectomy because of a life-threatening emergency situation in which the physician determines that informed consent is not possible, and certifies in writing that the hysterectomy was performed under a life-threatening emergency situation in which he or she determined prior informed consent was not possible. The physician must also include a description of the nature of the emergency.
ii. Hysterectomies performed during a period of a member's retroactive MaineCare eligibility if the physician who performed the hysterectomy certifies in writing that:
a. The member was informed before the operation that the hysterectomy would make her permanently incapable of reproducing, or
b. One of the conditions in Chapter II, Section 90.05-2(B)(4)(c) (i) and (ii) was met. The physician must supply the written information specified in Chapter II, Section 90.05-2(B)(4)(c) (i) and (ii) of this manual.

If it is necessary to submit the hysterectomy Informed Consent form separately please send it to:

MaineCare Services Claims Unit 11 State House Station Augusta, Maine 04333-0011 Additional copies of the "Hysterectomy Information Form" (BMS-045) are available upon request from the unit named at the above address.

C.Circumcision

Circumcision for cosmetic or routine purposes is not covered.

These criteria apply to all members: Documentation must outline conservative therapies tried for at least ninety (90) days, and the failure of these measures.

Therapies to be tried include, when appropriate, behavioral and topical therapies. If no conservative therapy is medically appropriate, none is required.

The record must clearly document the medical condition for which the circumcision was performed and, when appropriate, conservative therapies tried and failed as outlined above. If the record is inadequate to document that the circumcision was not performed for cosmetic, routine, or ritual purposes, the procedure may be determined to not be medically necessary and per Chapter I of the MBM, payments may be recouped.

D.Cochlear Implants

All cochlear implants must meet the following criteria:

1. The member has a diagnosis of bilateral severe-to-profound sensorineural hearing impairment that has been treated with little or no benefit from appropriate hearing (or vibrotactile) amplification; and
2. The member has the cognitive ability to use age-appropriate auditory cues, and the member, directly or through a parent/guardian, has the capacity and willingness to undergo an extended course of rehabilitation; and
3. The member is free from middle ear infection; has accessible cochlear lumen that is structurally suited to implantation; and is free from lesions in the auditory nerve and acoustic areas of the central nervous system; and
4. There are no contraindications to surgery; and
5. The device is in accordance with FDA-approved labeling.
6. In addition to criteria 1-5 above, the following criteria must also be met for children ages one (1) through seventeen (17):

MaineCare covers cochlear implants for prelinguistically and postlinguistically deafened children over the age of one (1). For children ages twelve (12) months through twenty-three (23) months providers must demonstrate bilateral profound sensorineural hearing loss and lack of progress in the development of auditory skills with hearing aid(s) or other amplification.

For children ages twenty-four (24) months to seventeen (17) years, providers must demonstrate bilateral severe-to-profound hearing loss and lack of progress in the development of auditory skills with hearing aid(s) or other amplification.

7. In addition to criteria 1-5 above, the following criteria must be met for adults (age eighteen (18) and older):

MaineCare covers cochlear implants for prelinguistically, perilinguistically, and postlinguistically deafened adults. Providers must demonstrate little or no benefit from hearing aids, defined as speech recognition scores of less than fifty percent (50%) on sentence level testing in the ear to be implanted and less than sixty percent (60%) in the non-implanted ear or in the binaural condition.

E.Cosmetic Procedures

MaineCare does not cover medical or surgical procedures performed solely for cosmetic purposes. Examples of potentially cosmetic procedures include, but are not limited to abrasion of skin or lesion, chemical peel or salabrasion, and cervicoplasty. Some procedures that are potentially cosmetic procedures are covered when done to correct deformities resulting from cancer, disease, trauma, or birth defects. All procedures that may be performed for cosmetic reasons require documentation of medical indication in the medical record for utilization review purposes.

F.Hyperbaric Oxygen Therapy

Hyperbaric oxygen (HBO) therapy is a modality in which the entire body is exposed to oxygen under increased atmospheric pressure.

1.Covered Conditions - Reimbursement for HBO therapy will be limited to that which is administered in a chamber (including the one person unit) for the following conditions:
a. Acute carbon monoxide intoxication;
b. Decompression illness;
c. Gas embolism;
d. Gas gangrene;
e. Acute traumatic peripheral ischemia therapy used in combination with accepted standard therapeutic measures when loss of function, limb, or life is threatened;
f. Crush injuries and suturing of severed limbs as an adjunctive treatment when loss of function, limb, or life is threatened;
g. Progressive necrotizing infections (necrotizing fasciitis);
h. Acute peripheral arterial insufficiency;
i. Preparation and preservation of compromised skin grafts (not for primary management of wounds);
j. Chronic refractory osteomyelitis, unresponsive to conventional medical and surgical management;
k. Osteoradionecrosis as an adjunct to conventional treatment;
l. Soft tissue radionecrosis as an adjunct to conventional treatment;
m. Cyanide poisoning;
n. Actinomycosis, only as an adjunct to conventional therapy when the disease process is refractory to antibiotics and surgical treatment;
o. Diabetic wounds of the lower extremities in patients who meet all of the following three (3) criteria:
i. Member has type I or II diabetes and has a lower extremity wound that is due to diabetes;
ii. Member has a wound classified as Wagner grade III or higher; and
iii. Member has failed an adequate course of standard wound therapy.

The use of HBO therapy for diabetic wounds is covered as adjunctive therapy only after there are no measurable signs of healing for at least thirty (30)-days of treatment with standard wound therapy and must be used in addition to standard wound care.

Standard wound care in members with diabetic wounds includes: assessment of a member's vascular status and correction of any vascular problems in the affected limb if possible, optimization of nutritional status, optimization of glucose control, debridement by any means to remove devitalized tissue, maintenance of a clean, moist bed of granulation tissue with appropriate moist dressings, appropriate off-loading, and necessary treatment to resolve any infection that might be present. Failure to respond to standard wound care occurs when there are no measurable signs of healing for at least thirty (30) consecutive days. Wounds must be evaluated at least every thirty (30) days during administration of HBO therapy. Continued treatment with HBO therapy is not covered if measurable signs of healing have not been demonstrated within any thirty (30)-day period of treatment.

2.Noncovered Conditions - MaineCare will not reimburse HBO in the treatment of the following conditions:
a. Cutaneous, decubitus and stasis ulcers;
b. Chronic peripheral vascular insufficiency;
c. Anaerobic septicemia and infection other than clostridial;
d. Skin burns (thermal);
e. Senility;
f. Myocardial infarction;
g. Cardiogenic shock;
h. Sickle cell anemia;
i. Acute thermal and chemical pulmonary damage, i.e., smoke inhalation with pulmonary insufficiency;
j. Acute or chronic cerebral vascular insufficiency;
k. Hepatic necrosis;
l. Aerobic septicemia;
m. Nonvascular causes of chronic brain syndrome (Pick's disease, Alzheimer's disease, and Korsakoff's disease);
n. Tetanus;
o. Systemic aerobic infection;
p. Organ transplantation;
q. Organ storage;
r. Pulmonary emphysema;
s. Exceptional blood loss or anemia;
t. Multiple sclerosis;
u. Arthritic diseases; or
v. Acute cerebral edema; or
w. All other indications not listed as covered conditions above.
3.Reasonable Utilization Parameters - Payment will only be made where HBO therapy is clinically practical. HBO therapy should not be a replacement for other standard successful therapeutic measures. Depending on the response of the individual member and the severity of the original problem, treatment may range from less than one (1) week to several months duration, the average being two (2) to four (4) weeks. The medical necessity for use of hyperbaric oxygen must be documented in the medical record for utilization review purposes.
4.Topical Application of Oxygen - This method of administering oxygen does not meet the definition of HBO therapy as stated above. Also, its clinical efficacy has not been established. Therefore, no MaineCare reimbursement may be made for the topical application of oxygen.
G.Infertility Services

Infertility services, including evaluation and treatment, are not covered by MaineCare. Treatments and procedures that are usually performed for the sole purpose of evaluation or treatment of infertility require utilization review to document medical necessity of the procedure for reasons other than the treatment of infertility.

H.Penile Implants

Penile implants, including insertion, repair, or replacement will only be covered after surgery for cancer, trauma, or birth defect where pharmacologic treatments have failed or as prescribed as medically necessary under the Transgender Services or Gender Dysphoria Related Surgery provisions.

I.Rhinoplasty

MaineCare does not cover these surgeries for cosmetic purposes. Medical necessity must be documented to show that symptomatic, ongoing, or recurrent breathing obstructions or infections are present despite at least a sixty (60) day trial of conservative treatment.

J.Skin Tag Removal

MaineCare will only cover skin tag removal when there is significant, ongoing, or recurrent irritation or discomfort that is documented in the medical record.

90.05-3Services Covered When Rehabilitation Potential Is Documented

Some MaineCare services that are not routinely performed by a physician nevertheless require documentation by a physician of medical necessity or rehabilitation potential. These services include, but are not limited to, chiropractic services, home health services, physical therapy, occupation therapy, or speech therapy services.

For services requiring documentation of rehabilitation potential, providers should include diagnosis or complaint, how member was assessed, (e.g., by phone, exam, therapist evaluation) why rehabilitation potential is expected, (e.g., acute condition, acute exacerbation of chronic condition, past response to therapy, etc.) and indicators of measurable functional improvement. Other providers may, if requested by the physician, use an evaluation to assist the physician in determining the member's rehabilitation potential. In the case of a service requiring recent surgery to obtain prior authorization, such as in the case of chiropractic services, surgery must have been performed within the previous sixty (60) days (to the PA request).

C.M.R. 10, 144, ch. 101, ch. II, 144-101-II-90, subsec. 144-101-II-90.05