C.M.R. 02, 032, ch. 539

Current through 2024-51, December 18, 2024

Chapter 539 - OFFERS AND SALES OF VIATICAL OR LIFE SETTLEMENT CONTRACTS

Summary: This chapter creates a registration exemption for certain offers or sales of securities if the disclosure requirements of the rule are met. This rule does not exempt broker-dealers or agents who offer or sell the securities from the licensing requirements of the Maine Uniform Securities Act.

C.M.R. 02, 032, ch. 539

EFFECTIVE DATE:
February 7, 2001 - under 02-029, Bureau of Banking, Securities Division
NON-SUBSTANTIVE CORRECTIONS:
October 22, 2001 - to reflect move to new Office of Securities, 02-032, mandated by P.L. 2001 c.182
AMENDED:
December 31, 2005 - filing 2005-521

STATUTORY AUTHORITY:

32 M.R.S.A. §§16202(25) and 16605

STATUTORY AUTHORITY:

32 M.R.S.A. §§10502(2)(S) and 10703 .