02-032-537 Me. Code R. § 4

Current through 2024-51, December 18, 2024

Section 032-537-4 - Exemption from Agent Licensing

An agent acting for an issuer in effecting offers or sales of securities in transactions exempt under Section 2 of this rule is exempt from the licensing requirements of Section 16402(1) of the Maine Uniform Securities Act.

02-032 C.M.R. ch. 537, § 4