02-032-536 Me. Code R. § 2
Current through 2024-51, December 18, 2024
Each securities manual designated in Section 1 of this rule must submit to the Securities Administrator each year before January 15 written certification, by notarized signature of a corporate officer, that all listings in its manual or its electronic equivalent contain the information specified in 32 M.R.S.A. §16202(2)(D)(1) - (4).
02-032 C.M.R. ch. 536, § 2