La. Admin. Code tit. 10 § XV-913

Current through Register Vol. 50, No. 11, November 20, 2024

Section XV-913 - Significant Developments

A. Each licensee must report any significant developments immediately to the commissioner, including but not limited to:

1. the filing of any bankruptcy petitions by the licensee;

2. the indictment or conviction of a felony by any sole proprietor, partner, director, officer, principal shareholder, member or agent of licensee.

La. Admin. Code tit. 10, § XV-913

Promulgated by the Department of Economic Development, Office of Financial Institutions, LR 20:412 (April 1994), amended LR 22:189 (March 1996).

AUTHORITY NOTE: Promulgated in accordance with R.S. 6:414(B).